-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A1+eOPMuClajStYWr+NLqBr60iMU+LU9kl1+XQr4lO0yusQ7QtGOtrI3dMBIoP15 L1qi+800hobFs8a5gHqdYQ== 0000950152-07-000641.txt : 20070131 0000950152-07-000641.hdr.sgml : 20070131 20070131152211 ACCESSION NUMBER: 0000950152-07-000641 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070131 DATE AS OF CHANGE: 20070131 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMIS HOLDINGS INC CENTRAL INDEX KEY: 0001161963 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 510309588 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-79529 FILM NUMBER: 07567935 BUSINESS ADDRESS: STREET 1: AMI SEMICOUNDUCTOR INC STREET 2: 2300 BUCKSKIN RD CITY: POCATELLO STATE: ID ZIP: 83201 BUSINESS PHONE: 2082346732 MAIL ADDRESS: STREET 1: AMI SEMICONDUCTOR INC STREET 2: 2300 BUCKSKIN RD CITY: POCATELLO STATE: ID ZIP: 83201 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NIPPON MINING HOLDINGS, INC. CENTRAL INDEX KEY: 0001264192 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 10-1 TORANOMON STREET 2: 2 CHOME MINATO KU CITY: TOKYO JAPAN STATE: M0 ZIP: 00000 BUSINESS PHONE: 2124504519 MAIL ADDRESS: STREET 1: 10-1 TORANOMON STREET 2: 2 CHOME MINATO KU CITY: TOKYO JAPAN STATE: M0 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: JAPAN ENERGY ELECTRONIC MATERIALS INC DATE OF NAME CHANGE: 20030922 SC 13G 1 l24395asc13g.htm AMIS HOLDINGS, INC. SC 13G AMIS Holdings, Inc. SC 13G
 

     
 
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. )*

AMIS Holdings, Inc.
(Name of Issuer)
Common Stock, par value $.01 per share
(Title of Class of Securities)
031538101
(CUSIP Number)
December 31, 2006
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     o Rule 13d-1(c)

     þ Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 
 


 

                     
CUSIP No.
 
031538101 
  Page  
  of   
13G

 

           
1   NAMES OF REPORTING PERSONS:
Nippon Mining Holdings, Inc., successor by merger to Japan Energy Electronics Materials, Inc. (the "Reporting Person")
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Japan
       
  5   SOLE VOTING POWER:
     
NUMBER OF   8,664,072
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   8,664,072
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  8,664,072 (See Item 4)
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  9.4%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  CO

 


 

                     
CUSIP No.
 
031538101 
  Page  
  of   
13G
     
Item 1(a).
  Name of Issuer:

AMIS Holdings, Inc.
 
   
Item 1(b).
  Address of Issuer’s Principal Executive Offices:

2300 Buckskin Road
Pocatello, ID 83201
 
   
Item 2(a).
  Name of Person Filing:

Nippon Mining Holdings, Inc., successor by merger to Japan Energy Electronics Materials, Inc. (the “Reporting Person”)
 
   
Item 2(b).
  Address of Principal Business Office, or if None, Residence:

The address of the principal business office of the Reporting Person is 10-1, Toranomon 2-chome, Minato-ku, Tokyo 105-0001, Japan.
 
   
Item 2(c).
  Citizenship:

The Reporting Person is a corporation organized under the laws of Japan.
 
   
Item 2(d).
  Title of Class of Securities:

Common Stock, par value $.01 per share (“Common Stock”)
 
   
Item 2(e).
  CUSIP Number:

031538101

 


 

                     
CUSIP No.
 
031538101 
  Page  
  of   
13G
         
Item 3.   If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:
 
       
(a)
  ¨   Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o);
 
       
(b)
  ¨   Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c);
 
       
(c)
  ¨   Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);
 
       
(d)
  ¨   Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
 
       
(e)
  ¨   An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
 
       
(f)
  ¨   An employee benefit plan or endowment fund in accordance with Rule 13d- 1(b)(1)(ii)(F);
 
       
(g)
  ¨   A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
 
       
(h)
  ¨   A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
       
(i)
  ¨   A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); or
 
       
(j)
  ¨   Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
     
 
   
Item 4.
  Ownership.

 
        The Reporting Person, as of December 31, 2006, had the sole power to vote, or to direct the voting of, and the sole power to dispose, or to direct the disposition of, 8,664,072 shares of Common Stock, constituting approximately 9.4% of the outstanding Common Stock. The number of shares of Common Stock over which the Reporting Person had voting and dispositive power includes 4,603,032 shares of Common Shares issuable upon complete exercise of a warrant to purchase Common Stock (“Warrant”) held by the Reporting Person.

 
        Except as otherwise specifically noted, all of the percentages calculated in this Schedule 13G are based upon an aggregate of 92,610,675 shares of Common Stock, which consists of 88,007,643 shares of Common Stock outstanding on October 27, 2006 (as disclosed in the Issuer’s last filed quarterly report on Form 10-Q for the quarterly period ended September 30, 2006) and an additional 4,603,032 shares of Common Stock issuable upon complete exercise of the Warrant in accordance with its terms.
 
   
Item 5.
  Ownership of Five Percent or Less of a Class.

 
        If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: ¨
 
   
Item 6.
  Ownership of More than Five Percent on Behalf of Another Person.

 
  Not applicable.

 


 

                     
CUSIP No.
 
031538101 
  Page  
  of   
13G
     
Item 7.
  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

Not applicable.
 
   
Item 8.
  Identification and Classification of Members of the Group.

      This Schedule is filed on behalf the Reporting Person who, along with certain individuals and corporations (the “Non-Reporting Persons”) identified on Exhibit 1, maybe deemed as a group to have beneficial ownership of the Common Stock of the Company as a result of the Reporting Person and the Non-Reporting Persons becoming signatories to that certain First Amended and Restated Shareholders’ Agreement, dated as of September 26, 2003, amended as of July 30, 2004, among the persons identified on Exhibit 1.

      Neither the fact of this filing nor anything contained herein shall be deemed an admission by the Reporting Person that a group exists within the meaning of the Securities Exchange Act of 1934.
 
   
Item 9.
  Notice of Dissolution of Group.

Not applicable.
 
   
Item 10.
  Certifications.

Not applicable.

 


 

                     
CUSIP No.
 
031538101 
  Page  
  of   
13G
SIGNATURE
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
         
Date: January 31, 2007
       
    NIPPON MINING HOLDINGS, INC.

 
  By:
Name:
Its:
  /s/ Mitsunori Takahagi
 
Mitsunori Takahagi
President and Representative Director

 


 

                     
CUSIP No.
 
031538101 
  Page  
  of   
13G
Exhibit 1
The following states the identity of each member of the group:
FP-McCartney, LLC
Citigroup Venture Capital Equity Partners, L.P.
CVC/SSB Employee Fund, L.P.
CVC Executive Fund LLC
Merchant Capital Inc.
Nippon Mining Holdings, Inc.
Thomas E. Epley

 

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